Kelli Smyth is a well-known name in the legal and compliance industry, having spent her career working in top positions in some of the most reputable firms in the world. Currently, she holds the position of head of the General Counsel’s Organization (GCO) at Citi Equity, where she oversees the firm’s legal, compliance, and corporate governance functions. In this blog, we will take a closer look at Kelli Smyth’s background, experience, and the role she plays in shaping the legal and compliance landscape at Citi Equity.
Kelli Smyth holds a Bachelor of Science degree in Finance and Political Science from the University of Alabama, where she graduated summa cum laude. After completing her undergraduate studies, she attended the University of Virginia School of Law, where she received her Juris Doctor degree. Ms. Smyth began her career as a corporate attorney at Skadden, Arps, Slate, Meagher & Flom LLP, where she worked on a variety of complex corporate transactions. She then joined the law firm Cravath, Swaine & Moore LLP, where she worked on several high-profile M&A deals and securities offerings.
Ms. Smyth’s extensive experience in the legal and compliance industry spans over two decades. Before joining Citi Equity, she was the head of the Legal and Compliance Department at Bridgewater Associates, LP, one of the world’s largest hedge funds. At Bridgewater, Ms. Smyth led a team of attorneys and compliance professionals responsible for providing legal and regulatory advice to the firm’s management and staff.
Before joining Bridgewater, Ms. Smyth was a partner at the law firm Davis Polk & Wardwell LLP, where she worked for 14 years. While at Davis Polk, Ms. Smyth advised clients on a wide range of matters, including mergers and acquisitions, securities offerings, corporate governance, and regulatory compliance.
Role at Citi Equity:
As head of the GCO at Citi Equity, Kelli Smyth is responsible for overseeing the firm’s legal, compliance, and corporate governance functions. She leads a team of attorneys and compliance professionals who work together to ensure that the firm operates in compliance with all relevant laws and regulations. Her role also involves advising the firm’s management and staff on legal and regulatory matters that may impact the business.
One of Ms. Smyth’s key priorities at Citi Equity is to ensure that the firm maintains a culture of compliance. This involves working with senior management to establish policies and procedures that promote ethical behavior and compliance with all applicable laws and regulations. She also oversees the firm’s training programs, which are designed to educate employees on legal and regulatory requirements.
In addition to her day-to-day responsibilities, Ms. Smyth also plays an active role in shaping the legal and compliance landscape in the industry. She is a member of the Board of Directors of the Securities Industry and Financial Markets Association (SIFMA), where she works to promote sound legal and regulatory practices in the securities industry.
In conclusion, Kelli Smyth is a highly respected attorney and compliance professional with over two decades of experience in the industry. As head of the GCO at Citi Equity, she plays a critical role in ensuring that the firm operates in compliance with all relevant laws and regulations. Her experience, expertise, and leadership have been instrumental in establishing a culture of compliance at Citi Equity, which is essential for maintaining the firm’s reputation and credibility in the industry.